Web site of the CFA Institute

  1. Visit the Web site of the CFA Institute, http://www.cfainstitute.org. Type the word “ethics” into the site’s search function. Discuss, in your own words, the ethics issues that the CFA Institute is analyzing or discussing.
  2. Visit the Web site of the CFP Board, http://www.cfp.net. Type the word “ethics” into the site’s search function. Describe a few of the pages that appear from the search.
  3. Now that you have a better idea of various ethical standards from the CFA Institute and CFP Board, conduct research and identify someone that has violated an ethical standard.  (For example, Martha      Stewart and insider trading) Do not use Martha Stewart. 

 

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